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Brian Lee – Securities Industry Essentials (Sie)

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Brian Lee – Securities Industry Essentials (Sie)

The new Securities Industry Essentials (SIE) exam is based on common industry knowledge and general concepts

YOUR INSTRUCTOR

Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

COURSE CURRICULUM

Introduction
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    Downloable Class Notes

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    SIE Introduction (19:40)

UNIT 1 Knowledge of Capital Markets
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    Lesson 1- SRO’s , Customers and Others (16:12)

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    Lesson 2 (21:13)

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    Lesson 3 (15:05)

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    Lesson 4 (7:10)

UNIT 2 Understanding Products and Their Risks
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    Lesson 1- Equity Securities (13:39)

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    Lesson 2 – Corporate Debt Securities (23:23)

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    Lesson 3 – Gov’t, Municipal and Money Market Securities (17:42)

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    Lesson 4 – Options (29:15)

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    Lesson 5 – Investment Companies (11:45)

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    Lesson 6 – Other Securities Products (12:21)

Unit 3 Trading, Customer Accounts and Prohibited Acitivities
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    Lesson 1 (22:18)

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    Lesson 2 (19:28)

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    Lesson 3 (7:08)

Unit 4 Regulatory Framework
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    Lesson 1 (11:21)

Practice Final Exam
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    Practice Exam

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